SOX Testing, IT

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1. Hello!

   You can obtain controls related to SOX testing for Information Technology from various resources:

   1. COSO Framework: The Committee of Sponsoring Organizations of the Treadway Commission (COSO) provides a framework for internal controls, which is essential for SOX compliance. The framework includes guidelines on risk assessment, control activities, and monitoring.

   2. AICPA Guidance: The American Institute of CPAs (AICPA) publishes standards and guidelines related to SOX compliance. Their publications can provide insights into developing and assessing internal controls.

   3. SOX Compliance Tools: There are various software solutions available that assist with SOX compliance, including tools that facilitate control documentation, testing, and reporting. Some popular tools include MetricStream, Resolver, and SAP GRC.

   4. IT Control Standards: Familiarize yourself with IT control frameworks like COBIT (Control Objectives for Information and Related Technology) and NIST (National Institute of Standards and Technology) frameworks, which can help in establishing strong IT controls.

   5. Vendor Resources and Whitepapers: Many consulting firms and vendors publish whitepapers, guides, and templates related to SOX testing and IT controls. Deloitte, PwC, KPMG, and EY often provide valuable insights.

   6. Professional Networks and Forums: Engaging with professional organizations such as ISACA (Information Systems Audit and Control Association) and attending relevant conferences or workshops can provide additional resources and networking opportunities.

   If you’re looking for specific controls or templates, it may also be beneficial to reach out to peers in your industry or consult with a SOX compliance specialist.

   Hope this helps!

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