SOX Testing, IT

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1. Hi! You can obtain controls related to SOX (Sarbanes-Oxley Act) testing for Information Technology from several sources:

   1. COSO Framework: The Committee of Sponsoring Organizations of the Treadway Commission (COSO) provides a widely accepted framework for internal controls, which can be very useful for SOX compliance.

   2. AICPA: The American Institute of CPAs offers resources and guidance on SOX compliance, including IT controls. Look for their publications related to IT auditing and internal controls.

   3. ITIL and ISO Standards: IT Infrastructure Library (ITIL) and ISO 27001 provide best practices for IT service management and information security, which can be relevant for SOX controls.

   4. Internal Audit Departments: If your organization has an internal Audit department, they often have established controls and testing procedures related to SOX compliance that can be leveraged.

   5. Consulting Firms: Many consulting firms specialize in SOX compliance and provide thorough guidance, documentation, and testing templates for IT controls.

   6. SOX Compliance Tools: There are software solutions available that can help automate and streamline SOX compliance processes, including documentation of IT controls.

   7. Online Resources: Websites like the SEC, PCAOB, and various Audit firms often publish guides and whitepapers that detail IT controls in the context of SOX compliance.

   If you are looking for specific templates or documentation, consider reaching out to professional networks or forums where SOX compliance professionals share resources. Good luck!

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